Selling group
FINRA-member broker-dealers admitted under the Selected Dealer Agreement, and unpaid introducers. Admins prepare each record. Admitting, suspending or removing a member, recording an executed agreement and clearing a Rule 506(d) questionnaire are the Architect's. A member introduces investors; every investor still subscribes through the Portal at the same price. No one in this list is paid by finding investors outside the selling group, and an introducer is never paid at all. How this works.
| Member | Type | Status | Tracks | Diligence | Credited | |
|---|---|---|---|---|---|---|
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Credit a subscription to the member that introduced it
Only an admitted member can be credited, and only for a track it is admitted for. Recording a different member for the same subscription corrects it; the earlier one stays in the history.
| Subscription | Member | Type | Recorded by | When (UTC) | Note |
|---|---|---|---|---|---|
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